Estella LLC
Estella LLC
  • Home
  • About
  • Services
  • Expert Witness
  • Clients
  • Testimonials
  • Affiliations
  • What's New
  • Contact
  • More
    • Home
    • About
    • Services
    • Expert Witness
    • Clients
    • Testimonials
    • Affiliations
    • What's New
    • Contact
  • Home
  • About
  • Services
  • Expert Witness
  • Clients
  • Testimonials
  • Affiliations
  • What's New
  • Contact

AREAS OF EXPERTISE & TYPICAL SERVICE OFFERINGS

TRADING DESK BENCHMARKING:

TRADING DESK BENCHMARKING:

TRADING DESK BENCHMARKING:

Partner with the Chief Investment Officer and lead the evaluation of the current-state trading process from both the investment manager's and asset owner’s perspectives. Design and implement an alpha-generating trading environment.  

EXPERT WITNESS:

TRADING DESK BENCHMARKING:

TRADING DESK BENCHMARKING:

Provide experienced Litigation Support services: 

  • An integral part of the legal team formulating, testing, and documenting arguments
  • Consultation, assessment, report creation, deposition, testimony, and data analysis

INVESTMENT LIFECYCLE:

TRADING DESK BENCHMARKING:

INVESTMENT LIFECYCLE:

Assess the end-to-end investment/trading/operations processes, controls, and technology to help identify opportunities for risk reduction, operational efficiencies, and improved client experience.

COMMITTEE MEMBERSHIP:

COMMITTEE MEMBERSHIP:

INVESTMENT LIFECYCLE:

Offering independent committee participation that provides a practitioner’s insight and experience to strengthen governance.  Committee Examples:  

  • Best Execution, Trade Management Oversight, Investment Management, Error Resolution, Enterprise Risk, Valuation, Technology Risk & Strategy

OUTSOURCING:

COMMITTEE MEMBERSHIP:

BEST EXECUTION:

Synthesize a needs assessment and facilitate the outsourced provider selection process, contract negotiation, and implementation: 

  • Trading, Middle/Back Office, Technology, and Intelligent Automation

BEST EXECUTION:

COMMITTEE MEMBERSHIP:

BEST EXECUTION:

Maximize alpha retention by enhancing the current (or implementing a new) trading-analytics (TCA) partnership, data capture, and process strategy.

AUDIT, COMPLIANCE, GOVERNANCE:

MiFID II RESEARCH/EXECUTION UNBUNDLING:

AUDIT, COMPLIANCE, GOVERNANCE:

Partner with the Chief Audit Executive, Chief Risk Officer, and Chief Compliance Officer to instill a practitioner perspective into the end-to-end investment process (security selection, portfolio construction, trade execution, best execution analytics) and the design of policies, procedures, processes, and controls.

INVESTMENT TECHNOLOGY:

MiFID II RESEARCH/EXECUTION UNBUNDLING:

AUDIT, COMPLIANCE, GOVERNANCE:

Lead OMS, EMS, TCA, Risk, and Commission Management tool(s) needs assessment, evaluation, selection, contract negotiation, and implementation. 

MiFID II RESEARCH/EXECUTION UNBUNDLING:

MiFID II RESEARCH/EXECUTION UNBUNDLING:

MiFID II RESEARCH/EXECUTION UNBUNDLING:

Implement a global, unbundled, transparent research payment strategy (hard-dollar P&L, RPA, or the preservation of 28(e) compliant commission usage) through a rigorous valuation of the investment research consumed and negotiation with the research providers.

FRAUD PREVENTION:

FRAUD PREVENTION:

MiFID II RESEARCH/EXECUTION UNBUNDLING:

Offering unique, industry-practitioner, experienced fraud prevention & detection strategies.

BOARD/ADVISORY:

FRAUD PREVENTION:

BOARD/ADVISORY:

Provide experienced Board and strategic advisory.

jestella@estellallc.com


617-784-3961


Cookie Policy

This website uses cookies. By continuing to use this site, you accept our use of cookies.

Accept & Close