Partner with the Chief Investment Officer and lead the evaluation of the current-state trading process from both the investment manager's and asset owner’s perspectives. Design and implement an alpha-generating trading environment.
Provide experienced Litigation Support services:
Assess the end-to-end investment/trading/operations processes, controls, and technology to help identify opportunities for risk reduction, operational efficiencies, and improved client experience.
Offering independent committee participation that provides a practitioner’s insight and experience to strengthen governance. Committee Examples:
Synthesize a needs assessment and facilitate the outsourced provider selection process, contract negotiation, and implementation:
Maximize alpha retention by enhancing the current (or implementing a new) trading-analytics (TCA) partnership, data capture, and process strategy.
Partner with the Chief Audit Executive, Chief Risk Officer, and Chief Compliance Officer to instill a practitioner perspective into the end-to-end investment process (security selection, portfolio construction, trade execution, best execution analytics) and the design of policies, procedures, processes, and controls.
Lead OMS, EMS, TCA, Risk, and Commission Management tool(s) needs assessment, evaluation, selection, contract negotiation, and implementation.
Implement a global, unbundled, transparent research payment strategy (hard-dollar P&L, RPA, or the preservation of 28(e) compliant commission usage) through a rigorous valuation of the investment research consumed and negotiation with the research providers.
Offering unique, industry-practitioner, experienced fraud prevention & detection strategies.
Provide experienced Board and strategic advisory.