Estella LLC
Estella LLC
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    • Home
    • About
    • Services
    • Expert Witness
    • Clients
    • Testimonials
    • Affiliations
    • What's New
    • Contact
  • Home
  • About
  • Services
  • Expert Witness
  • Clients
  • Testimonials
  • Affiliations
  • What's New
  • Contact

expert witness / LITIGATION EXPERIENCE

Expert Witness and Fact Witness for a Global Financial Services Company:

  • An integral part of the legal team formulating, testing, and documenting arguments
  • Prepared a Rebuttal Expert Report
  • Prepared an Expert Report
  • Prepared a Written Declaration
  • Active Case:  February 2023 

Consulting Expert for a Global Investment Management Company:

  • An integral part of the legal team formulating, testing, and documenting arguments
  • Contributed to the filed Complaint
  • Active Case: February 2023 

Testifying Witness for an Investment Management Company:

  • Part of the legal analytical research team
  • Case settled prior to FINRA Arbitration

Key Witness in the MFS Investments SEC Enforcement Action:

Firm Failed To Adequately Disclose Use of Mutual Fund Brokerage Commissions To Pay for "Shelf Space" at Brokerage Firms:

  • Deposed and offered in-person testimony at the SEC (Division of Enforcement) in Washington, D.C.

Link to full SEC Order

jestella@estellallc.com


617-784-3961


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